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Compliance Is Not Enough In Financial Business Continuity Planning

WhitepaperFederal and industry compliance regulations are not enough to prevent and manage both external and internal incidents when it comes to modern business continuity planning for financial institutions.  Also, the services that advisors provide to clients are too important to rely on static plans and a limited BC solution. 

In this tip sheet, you will learn how a complete BC process is needed to minimize or possibly prevent downtime of critical processes by making sure: 

  • Business continuity plans are tested
  • Business continuity management efforts include more than planning
  • Communications to shareholders, clients and vendors are managed during an incident

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